Remote Financial Quality Assurance Specialist

Job is Expired
Location: Arizona, Colorado, Florida, Georgia, Kansas, Minnesota, New Hampshire, New Jersey, New York, Texas, Virginia
Compensation: Salary
Staff Reviewed: Fri, Jun 24, 2022
Job Summary

A financial services and investment firm has a current position open for a Remote Financial Quality Assurance Specialist.

Individual must be able to fulfill the following responsibilities:

  • Document and escalate call monitoring issues to management as necessary
  • Provide continuous call evaluation feedback to representatives and advisors through written evaluations
  • Extract and organize metrics to create month-end reporting and analysis on call monitoring results for internal quality reports

Qualifications Include:

  • Bachelor's Degree in related discipline or 5 years industry experience
  • Other permitted registrations include: Series 63, 65, 66, 9, 10 and 24
  • FINRA SIE and Series 7 required within GWFS established timelines
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