Job Summary
An analytics and data provider has a current position open for a Remote Investment Adviser Compliance Consultant.
Core Responsibilities of this position include:
- Providing guidance and advice on new or existing products/modules
- Providing content for marketing materials as needed
- Performing both on-site and office-based consulting services
Must meet the following requirements for consideration:
- 40-50% travel required
- Law or financial degree, and/or compliance experience
- Investment Advisers Act of 1940 and related rules and industry practices experience
- FINRA rules and regulations governing broker dealers experience
