Remote Investment Compliance Consultant
Job Summary
A financial services company is searching for a person to fill their position for a Remote Investment Compliance Consultant.
Core Responsibilities of this position include:
- Conducting compliance reviews of procedures relating to IT and Operations functions
- Identifying necessary controls with IT and Operations functions
Qualifications for this position include:
- Bachelor's Degree or equivalent experience
- Five to Seven years relevant experience in Compliance, IT, Operational
- Maintain FINRA registrations (S7/S24) or ability to obtain within 180 days of hire
COMPLETE JOB DESCRIPTION
The job description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
Company Overview
Company Company Name
Headquarters Headquarters
Founded Founded
Website
Wikipedia Wikipedia URL
BBB URL BBB URL
The company description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
