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Remote Investment Compliance Consultant

Job is Expired
Location: Nationwide
Compensation: Salary
Staff Reviewed: Fri, May 05, 2023
Job Category: Consulting
Weekly Hours: Full Time, Part Time
Employment Status: Permanent
Employer Type: Employer
Career Level: Experienced
Education Level: Bachelors

Job Summary

A financial services company is searching for a person to fill their position for a Remote Investment Compliance Consultant.

Core Responsibilities of this position include:

  • Conducting compliance reviews of procedures relating to IT and Operations functions
  • Identifying necessary controls with IT and Operations functions

Qualifications for this position include:

  • Bachelor's Degree or equivalent experience
  • Five to Seven years relevant experience in Compliance, IT, Operational
  • Maintain FINRA registrations (S7/S24) or ability to obtain within 180 days of hire

COMPLETE JOB DESCRIPTION

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