Remote Lead Regulatory Administrator

Location: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Maryland, Massachusetts, Missouri, Nebraska, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Wisconsin
Compensation: To Be Discussed
Staff Reviewed: Mon, May 09, 2022
This job expires in: 22 days
Job Summary

A bank holding company is seeking a Remote Lead Regulatory Administrator.

Core Responsibilities Include:

  • Preparing regulatory filings required under federal securities laws
  • Overseeing the work of other Regulatory Administrators
  • Coordinating with internal colleagues and external clients

Required Skills:

  • Strong organizational skills and proofreading skills
  • Demonstrated ability to multi-task
  • Demonstrated ability to perform effectively in a daily deadline driven environment
  • Bachelor’s Degree or previous related experience may be accepted in lieu of a degree
  • 4 years in preparing regulatory filings for mutual funds under the Investment Company Act of 1940
  • Experience with mutual fund board governance, including working effectively with outside board
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