Job Summary
A retail financial advice market leader has an open position for a Remote Marketing Regulatory Compliance Analyst.
Individual must be able to fulfill the following responsibilities:
- Analyze marketing materials with the public and provide principal approval or instructions to change the material
- Consult with advisors on their marketing initiatives
- Research and address instances where firm’s policies regarding communications with the public are not being followed
Applicants must meet the following qualifications:
- Bachelor's degree preferred
- 3+ years of relevant experience
- Must have excellent customer service skills and be able to communicate effectively
- Candidates should be focused on results, seek out responsibility, be able to effectively team with others, and be able respond promptly and calmly to changes
- Strong working knowledge of Excel and Word
