Remote Operations Manager

Job Summary

A company is looking for a Remote Advice Controls & Operations Manager.

Key Responsibilities

• Assist management in identifying client and advisor needs, industry trends, and regulations
• Supervise compliance activities, including audits and training for Financial Professionals
• Manage the Advisor Assist Program and document best practices for measurable outcomes

Required Qualifications

• 3+ years of experience with FINRA Series 7 and Series 63 or equivalent
• Ability to obtain FINRA Series 24 license within 90 days of hire
• Thorough knowledge of life, annuity, and investment products
• Experience managing customer relationships and client accounts
• Strong coaching capabilities and leadership skills