Job Summary
A financial consulting company needs applicants for an opening for a Remote Principal Trade Sustainability Sales Supervisor.
Core Responsibilities of this position include:
- Completing data entry into the Sales Supervision pre-approval platform
- Documenting analysis, advisor communications, resolution of deficiencies and conclusion
- Monitoring, reporting, and enforcing internal controls to ensure compliance with industry standards
Position Requirements Include:
- High school diploma (or equivalent) in combination with significant experience
- At least one year related experience
- FINRA Series 7, 66 (or 63 / 65), and 24 (or 8 or 9 / 10)
- Basic Variable Annuity knowledge
