Remote Principal Trade Sustainability Sales Supervisor

Location: Nationwide

Compensation: To Be Discussed

Staff Reviewed: Thu, Jul 15, 2021

This job expires in: 15 days

Job Category: Management

Remote Level: 100% Remote

Employer Type: Employer

Career Level: Experienced

Education Level: Some College, Bachelors

Job Summary

A financial consulting company needs applicants for an opening for a Remote Principal Trade Sustainability Sales Supervisor.

Core Responsibilities of this position include:

  • Completing data entry into the Sales Supervision pre-approval platform
  • Documenting analysis, advisor communications, resolution of deficiencies and conclusion
  • Monitoring, reporting, and enforcing internal controls to ensure compliance with industry standards

Position Requirements Include:

  • High school diploma (or equivalent) in combination with significant experience
  • At least one year related experience
  • FINRA Series 7, 66 (or 63 / 65), and 24 (or 8 or 9 / 10)
  • Basic Variable Annuity knowledge

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