Job is Expired
Location: Arizona, Colorado, Florida, Illinois, North Carolina
Compensation: To Be Discussed
Staff Reviewed: Tue, Jan 11, 2022
Job Summary
A financial company has a current position open for a Remote Private Bank Compliance Senior Director.
Must be able to:
- Provide advisory services to the business, and 1st LOD Compliance
- Ensure proactive communication with the business and develop appropriate processes for engagement
- Act as independent trusted advisory in governance forums, and support issue management
Qualifications Include:
- Able to Support maintaining and observing all Company Financial Group control standards
- Support implementation of the framework for the effective risk-based monitoring of Regulatory Compliance risks related policies
- Observe the SVBFG Compliance Policy, including the timely implementation of recommendations
- Share Regulatory Compliance related compliance knowledge and best practice across company platforms
