Job Summary
A consulting firm is searching for a person to fill their position for a Remote Registration Compliance Specialist.
Core Responsibilities of this position include:
- Preparing background information and communicate critical deadlines and instructions
- Assisting candidates with onboarding and understanding of various registration requirements pursuant to FINRA, State, and ACA Foreside policy
- Assisting candidates with regulatory examination and continuing education arrangements
Applicants must meet the following qualifications:
- Bachelor's degree or equivalent work experience
- Minimum 1 year of relevant work experience, preferably in financial service
- Strong interpersonal and collaboration skills
- Excellent written and verbal communication skills
- Ability to prioritize and meet multiple deadlines