Remote Registration Compliance Specialist

Job Summary

A consulting firm is searching for a person to fill their position for a Remote Registration Compliance Specialist.

Core Responsibilities of this position include:

• Preparing background information and communicate critical deadlines and instructions
• Assisting candidates with onboarding and understanding of various registration requirements pursuant to FINRA, State, and ACA Foreside policy
• Assisting candidates with regulatory examination and continuing education arrangements

Applicants must meet the following qualifications:

• Bachelor's degree or equivalent work experience
• Minimum 1 year of relevant work experience, preferably in financial service
• Strong interpersonal and collaboration skills
• Excellent written and verbal communication skills
• Ability to prioritize and meet multiple deadlines