Job is Expired
Location: Arizona, Florida, Georgia, Minnesota, Nebraska
Compensation: To Be Discussed
Staff Reviewed: Fri, Apr 16, 2021
Job Summary
A network of independent financial advisors is in need of a Remote Regulatory Affairs Senior Data Analyst.
Core Responsibilities of this position include:
- Analyzing activities, reports and manuals to determine if they fall within regulatory guidelines
- Working with the Regulatory Relations group in capturing data and responding to regulatory requests
- Recommending and implementing Compliance based reports
Position Requirements Include:
- 5+ years of reporting or data analytics experience
- FINRA Series 7
- Proficiency in MS SQL Server
- Experience in Financial Services industry
- Proficiency in MS Office and various other business applications
- Strong written and verbal communication skills