Job is Expired
Location: Arizona, Florida, Georgia, Minnesota, Nebraska, North Carolina, Washington
Compensation: To Be Discussed
Staff Reviewed: Mon, Nov 15, 2021
Job Summary
A financial advisory firm is seeking a Remote Regulatory Affairs Senior Data Analyst.
Core Responsibilities Include:
- Analyzing activities, reports and manuals to determine if they fall within regulatory guidelines
- Working with the Regulatory Relations group in capturing data and responding to regulatory requests
- Recommending and implementing Compliance based reports
Qualifications for this position include:
- Bachelor’s degree is required
- 2 to 5 years of reporting or data analytics experience
- FINRA Series 7 is required
- Proficiency in MS SQL Server is required
- Experience in Financial Services industry required
- Proficiency in MS Office and various other business applications
