Job Summary
A financial services company is filling a position for a Remote Senior Financial Compliance Registration Specialist.
Core Responsibilities of this position include:
- Maintaining a high level of expertise of the registration processes
- Ensuring the accuracy of registration data provided to regulators and maintained in firm systems
- Collaborating with stakeholders to create efficient and effective processes
Position Requirements Include:
- Strong preference for 1-2 years securities industry experience
- Ability to understand complex compliance and regulatory requirements
- Sound judgment, problem-solving and decision-making skills
- Organizational skills to ensure deadlines are met
- Process management skills
- Ability to handle exception requests while maintaining compliance with industry regulations
