Job Summary
A financial firm is searching for a person to fill their position for a Remote Senior Investment Advisory Data Analyst .
Must be able to:
- Develop ad hoc reports to support forensic testing efforts as part of the annual review
- Provide support to the regulatory affairs team on regulatory data requests for RIA entities
- Perform Monitoring & Surveillance over business processes and controls
Skills and Requirements Include:
- Bachelor's degree from a four-year college or university preferred
- Minimum of high school diploma or equivalent is required
- Two to five years of relevant work experience with a financial institution such as a broker/dealer
