Job Summary
A financial services company needs applicants for an opening for a Remote Senior Monthly Recurring Revenue Compliance Analyst.
Must be able to:
- Analyze marketing materials and other forms of communication
- Serve as a resource to Advisors and Home Office Staff
- Assist with research and response to regulatory inquiries
Qualifications for this position include:
- Minimum of 3+ years of relevant experience in Advertising/Marketing compliance review
- The Series 7, Series 24 and Series 63 are required, other licenses are a plus
- Strong working knowledge of Excel, Word, and Access
- Must have excellent customer service skills and be able to communicate effectively
- Be able to effectively team with others