Remote Supervisory Principal

Job Summary

An independent broker is filling a position for a Remote Supervisory Principal.

Candidates will be responsible for the following:

• Maintaining ongoing positive relationship as a first line Supervisor
• Ensuring advisor and OSJ understanding and compliance with all firm and industry requirements
• Identifying suspicious patterns in sales and business practice

Required Skills:

• Engages in regular supervisory office visits
• Undergraduate degree in Business, Accounting, Finance or related discipline
• 5+ years industry experience
• Series 7, 9 and 10 (or Series 24); Series 4 & 53 required or must pass within 90 days of employment