Remote Supervisory Principal

Job ID: Available for Members

Location: Idaho

Compensation: To Be Discussed

Posted: Monday, March 12, 2018

This job expires in 20 days

Job Category: Financial, Management

Telecommute Level: Frequently

Travel Requirements: Onsite Required, Some Travel

Education Level: Bachelors

Employment Status: Permanent

Employer Type: Employer

Career Level: Experienced

Additional Information: Benefits Available

Job Details

An independent broker is filling a position for a Remote Supervisory Principal.

Candidates will be responsible for the following:

  • Maintaining ongoing positive relationship as a first line Supervisor
  • Ensuring advisor and OSJ understanding and compliance with all firm and industry requirements
  • Identifying suspicious patterns in sales and business practice

Required Skills:

  • Engages in regular supervisory office visits
  • Undergraduate degree in Business, Accounting, Finance or related discipline
  • 5+ years industry experience
  • Series 7, 9 and 10 (or Series 24); Series 4 & 53 required or must pass within 90 days of employment