Risk Analyst with Series 3 License

Job Summary

A company is looking for a Risk Analyst for the overnight shift.

Key Responsibilities

• Monitor live trading accounts for margin sufficiency and exposure limits
• Enforce liquidation policies and perform reconciliation of margin balances
• Generate daily risk reports and support cross-department initiatives for risk automation

Required Qualifications

• 2-4 years' experience in risk, brokerage operations, or trade supervision
• Knowledge of CFTC/NFA margin and recordkeeping rules
• Familiarity with risk platforms (e.g., T4, CQG, TT)
• Strong Excel and analytical skills for reconciling large data sets
• Series 3 license or willingness to obtain