Risk Manager - Series 3 Licensed

Job Summary

A company is looking for a Manager of Risk - Brokerage.

Key Responsibilities

• Lead daily operations of the Brokerage Risk team, including monitoring and escalation coverage
• Oversee monitoring of customer accounts and ensure timely response to high-risk events
• Own escalation standards and incident response protocols while driving risk automation initiatives

Required Qualifications

• 5+ years of experience in brokerage risk, futures supervision, or trade surveillance
• Bachelor's degree in a related field
• Strong understanding of futures margining and liquidation workflows
• Advanced Excel skills and analytical capability
• Experience in the trading industry, preferably in futures markets