Securities Compliance Paralegal

Job Summary

A company is looking for a Stock Paralegal to provide critical support for securities compliance and equity administration matters.

Key Responsibilities

• Process equity grants, option exercises, and stock transfers in compliance with applicable laws
• Assist with the preparation and filing of SEC reports and forms
• Manage corporate governance documentation and coordinate with external parties for equity administration

Required Qualifications

• Paralegal certificate or bachelor's degree
• 3-6 years of experience in equity administration within a public company
• Knowledge of federal and state securities laws and SEC filing requirements