Senior Compliance Analyst

Job Summary

A company is looking for a Senior Compliance Analyst to assist with the implementation and management of its compliance program.

Key Responsibilities

• Review and approve consumer marketing materials for compliance with consumer protection laws and internal policies
• Review training materials to ensure they accurately reflect brand-specific fees and terms
• Perform due diligence and risk assessments related to new products and initiatives to identify compliance risks

Required Qualifications

• Bachelor's degree required; advanced degree (JD, LLM, or MBA) is a plus
• Minimum five years of professional experience in compliance or law, preferably in a financial institution or regulatory agency
• Knowledge of banking and payment regulations, including consumer protection laws
• Understanding of the three lines of defense model
• CRCM or other relevant compliance certification is a plus