Senior Compliance Officer

Job Summary

The full-time Senior Compliance Officer will oversee advisory compliance across all regions, provide real-time trading guidance, and build a comprehensive algo trading governance framework while working remotely.

Key responsibilities

• Manage advisory compliance, including real-time trading guidance and pre-cleared rules framework
• Oversee core compliance functions, including trade surveillance and regulatory filings
• Supervise and develop two Compliance Officers while representing compliance in cross-functional discussions

Required qualifications

• Hands-on experience building compliance tools and systems in a trading environment
• Direct compliance experience at a proprietary trading firm or similar institution
• Experience across multiple asset classes, including commodities and equities
• Working knowledge of algo trading controls and governance frameworks
• Familiarity with multi-venue regulatory obligations in the US, EU, or other regions