Senior Compliance Officer

Job Summary

To ensure robust compliance across trading operations, the full-time Senior Compliance Officer will manage advisory compliance, oversee core compliance functions, and lead a team of Compliance Officers while working remotely.

Key responsibilities

• Provide real-time trading guidance and maintain a pre-cleared rules framework for desk queries
• Oversee trade surveillance, regulatory filings, and compliance training programs across all regions
• Supervise and develop Compliance Officers, representing compliance in cross-functional discussions

Required qualifications

• Hands-on experience building compliance tools and systems in a trading environment
• Direct experience in a compliance role at a proprietary trading firm or similar institution
• Knowledge of multiple asset classes, including commodities, equities, and derivatives
• Familiarity with regulatory obligations in the US, EU, India, or the UK
• Strong written communication skills for developing policies and regulatory correspondence