Senior Compliance Officer

Job Summary

Owning global compliance responsibilities, the full-time Senior Compliance Officer will provide real-time advisory compliance for trading operations, build and maintain a pre-cleared rules framework, and oversee a comprehensive algo trading governance framework while working remotely.

Key responsibilities

• Provide real-time trading guidance across all asset classes and venues
• Build and maintain a pre-cleared rules framework for recurring desk queries
• Supervise and develop two Compliance Officers while representing compliance in cross-functional discussions

Required qualifications

• Hands-on experience building compliance tools and systems in a trading environment
• Direct experience in a compliance role at a proprietary trading firm or electronic trading venue
• Experience across multiple asset classes including commodities, rates, and equities
• Working knowledge of algo trading controls and governance frameworks
• Familiarity with multi-venue regulatory obligations in regions such as the US, EU, or UK