Senior Compliance Risk Manager

Job Summary

To support the establishment of a robust prudential compliance program, the full-time Senior Compliance Risk Manager will implement and operate Mercury's first regulatory compliance framework, focusing on Regulations W and O, while engaging with senior management and various stakeholders in a remote or onsite capacity.

Key responsibilities

• Implement and operate a prudential regulatory compliance program, including policies, procedures, and ongoing monitoring activities
• Advise senior management on the permissibility of proposed transactions and ensure compliance with regulatory expectations
• Educate staff on prudential regulatory obligations and maintain documentation on compliance activities

Required qualifications

• 5-7+ years of experience in building and operating prudential compliance programs, specifically with Regulations W and O
• Strong understanding of prudential regulations and regulatory expectations
• Experience representing program outputs to senior executives and regulators
• Collaborative mindset with strong stakeholder management skills
• Familiarity with technology and its application in compliance processes