Senior Risk Control Specialist

Job Summary

A company is looking for a Senior Risk Control Specialist.

Key Responsibilities:

• Process and maintain securities registrations and insurance licenses in a timely manner
• Maintain database systems to support and report on registration and licensing process
• Provide accurate and timely responses to registration and licensing issues, and offer support to firm personnel

Required Qualifications:

• High school diploma or equivalent
• 2-4 years of experience in registration, compliance, regulatory, investment, or insurance industry support
• Working knowledge of securities and insurance industry regulations
• Working knowledge of bank channel non-deposit investment program registration/licensing structure and controls
• Demonstrated ability to work in complex databases and meet deadlines