Senior Risk Manager with Series 3 License

Job is Expired
Location: Remote
Compensation: Salary
Reviewed: Mon, Dec 15, 2025

Job Summary

A company is looking for a Senior Manager of Risk.

Key Responsibilities
  • Provide vision, structure, and leadership for the Risk team, ensuring consistent performance and decision-making
  • Manage and mentor Managers of Risk, guiding team development and accountability
  • Establish and maintain departmental KPIs, performance goals, and reporting standards
Required Qualifications
  • 5-10 years of experience in brokerage, proprietary trading, or FCM risk management, with at least 3 years in leadership
  • In-depth knowledge of CFTC and NFA regulatory frameworks
  • Proven experience managing teams responsible for real-time risk monitoring or trade supervision
  • Bachelor's degree in a relevant field
  • Series 3 license is required

COMPLETE JOB DESCRIPTION

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