Senior Trading Operations Specialist

Job Summary

A company is looking for a Senior Specialist Trading Operations.

Key Responsibilities

• Initiate and monitor mutual fund trading processes, ensuring successful execution of scheduled trades
• Research and resolve unresolved or rejected mutual fund trades, coordinating with fund houses and internal sources
• Prepare daily reports, reconcile fund eliminations, and validate plan-level employer stock trades in the administrative system

Required Qualifications

• Bachelor's degree in accounting, finance, or a related field, or equivalent experience
• FINRA Series 6 required within established guidelines
• Intermediate to advanced proficiency in Excel
• 1 - 2 years of experience in mutual fund operations preferred
• FINRA fingerprinting upon hire