Series 6 Licensed Assistant Manager

Job Summary

A company is looking for an Assistant Manager, Shareholder Services.

Key Responsibilities

• Oversees daily operations of the Shareholder Services group and manages team performance
• Implements process improvements and develops new procedures in collaboration with department management
• Mentors and trains associates while managing personnel functions including hiring and performance evaluations

Required Qualifications

• Bachelor's degree in business administration, finance, or a related area
• Series 6 or 7 license
• 7+ years of experience in client services or a related field
• Experience in the financial services industry, particularly in back-office roles
• Expertise in compliance procedures and transfer agent recordkeeping systems