Series 6 Licensed Shareholder Specialist

Job Summary

A company is looking for a Shareholder Services Specialist I.

Key Responsibilities

• Provide support to shareholders and financial representatives by answering inquiries regarding mutual funds and shareholder accounts
• Input basic trades and maintain updates in the recordkeeping system
• Learn and apply compliance procedures and maintain daily contact with various stakeholders

Required Qualifications

• Undergraduate degree in business administration, finance, or a related area
• Series 6 or 7 license or ability to obtain within 3 months of employment
• 1-3 years of experience in client services or a related field
• Experience in back-office or retirement services, brokerage, or mutual fund departments
• Knowledge of mutual funds and retirement plans