Series 66 and 7 Licensed Associate

Job Summary

A company is looking for a Sr. Invest Operations Associate to join their Investment Operations team.

Key Responsibilities

• Manage the full lifecycle of investment-related customer support and inquiries
• Handle specialized processes including transfers, rollovers, and payment resolutions
• Collaborate with internal teams to support operations and enhance process efficiency

Required Qualifications

• FINRA SIE, Series 66, 7 license or ability to obtain within 6 months of hire
• 3-5 years of experience in investment, banking, or financial operations
• Detail-oriented with a strong work ethic and proactive approach
• Flexibility with working hours, including evenings and weekends
• Passion for customer engagement and solving complex issues