Series 7 and 24 Licensed Marketing Analyst

Job Summary

A company is looking for a Marketing Regulatory Review Analyst for a 6+ month contract position that is 100% remote.

Key Responsibilities

• Evaluate marketing materials and communications for principal approval and provide guidance on necessary changes
• Conduct content reviews on various marketing assets including websites, letters, and credentials
• Consult with internal partners and assist with data collection for marketing materials review

Required Qualifications

• Licensing Requirement: Series 7, 24
• 3+ years of experience in financial services with a focus on advertising/marketing compliance review
• Experience in a client-facing role with strong communication skills
• In-depth knowledge of FINRA 2210, SEC, and State regulations regarding public communications