Series 7 and 24 Licensed Marketing Analyst

Job Summary

To support regulatory compliance, the contract Marketing Regulatory Review Analyst will evaluate marketing materials for principal approval, focusing on social media reviews and applying FINRA 2210 and SEC regulations, while working remotely for a duration of 6+ months.

Key responsibilities:

• Evaluate marketing materials and communications to provide principal approval or guidance for changes
• Consult with internal partners and advisors on marketing content and assist with data collection for reviews
• Perform redline reviews of advisor-created content to ensure compliance with regulatory standards

Required qualifications:

• 3+ years of experience in financial services with a focus on advertising/marketing compliance review
• Strong knowledge of FINRA 2210, SEC, and State regulations related to public communications
• Licensing Requirement: Series 7 and 24
• Prior experience in a client-facing role with excellent communication skills
• Familiarity with tools such as Smartsheet, Excel, Word, PowerPoint, Adobe Pro, and BOX