SIE and Series 7 Licensed Financial Consultant

Job Summary

Providing expert investment advisory services, the full-time Financial Consultant I will work remotely to assist a diverse client base in navigating their investment journeys, building financial security, and delivering personalized guidance through consultative conversations and relationship building.

Key responsibilities

• Educate clients on investment options and facilitate transactions to support their financial goals
• Conduct consultative conversations to assess clients' financial objectives and recommend tailored solutions
• Maintain accurate documentation and ensure compliance with regulatory standards in all customer interactions

Required qualifications

• Bachelor's degree or equivalent plus 2+ years of experience in the financial services industry
• Ability to obtain SIE and Series 7 licenses, along with either Series 66 or both Series 63 and Series 65
• Detailed knowledge of retail investment products and employer-sponsored retirement plans
• Proficiency with computer desktop technology and digital communication tools
• Demonstrated ability to build trust and rapport with clients over the phone