State Licensed Associate General Counsel

Job Summary

Serving as the lead counsel for the Personal Wealth product organization, the full-time remote State Licensed Associate General Counsel will advise on the design, development, and distribution of innovative wealth offerings while collaborating with cross-functional teams to ensure compliance and speed to market.

Key responsibilities

• Advise on the implementation and distribution of personal wealth products, ensuring legal and regulatory compliance
• Coordinate with product, compliance, and risk leaders from concept through launch to deliver aligned solutions
• Monitor regulatory developments and translate them into practical guidance for stakeholders

Required qualifications

• J.D. and active bar membership
• 15+ years of experience in retail wealth management legal advisory
• Strong knowledge of SEC, FINRA, and state regulatory frameworks
• Experience with emerging wealth products and product strategy development
• Ability to navigate complex legal and regulatory environments effectively