State Licensed AVP Supervision

Location: Remote
Compensation: Salary
Reviewed: Wed, May 06, 2026
This job expires in: 24 days

Job Summary

A company is looking for a Regional AVP Supervision.

Key Responsibilities
  • Support the Vice President and regional supervisory teams with escalations and maintain positive relationships with stakeholders
  • Lead strategic projects to create efficiencies and improve risk mitigation capabilities
  • Monitor workload and staffing to ensure adherence to service level agreements and strategize on process improvements
Required Qualifications
  • Undergraduate degree in Business, Accounting, Finance, or related discipline
  • A minimum of 7+ years of experience in supervision, compliance, and/or regulatory matters
  • Series 7, 9 and 10 (or Series 24); Series 66 (or S63 and S65)
  • Prior leadership/team management experience is preferred

COMPLETE JOB DESCRIPTION

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