State Licensed Financial Advisor

Job Summary

To support a growing practice, the full-time State Licensed Financial Advisor will develop and grow their own client base, utilizing both face-to-face and virtual strategies while ensuring a high-quality client experience in compliance with firm policies and regulatory requirements.

Key responsibilities

• Build relationships to create new clients through various sourcing strategies, including networking and social media
• Understand clients' needs to develop personalized financial strategies that help them achieve their goals
• Oversee branch processes to ensure a streamlined client experience and engage the branch team in business planning

Required qualifications

• Series 7 and Series 66 licenses required
• Experience in financial services with a successful track record in client relations
• State insurance licenses preferred
• Preferred professional designations such as CFP or CRPC