Supervisory Principal

Location: Remote

Compensation: To Be Discussed

Reviewed: Thu, Apr 30, 2026

This job expires in: 30 days

Job Category: Financial

Employer Type: Employer

Job Summary

A company is looking for a Supervisory Principal.

Key Responsibilities

Oversee and ensure compliance with regulatory requirements and firm policies
Manage and mentor a team of financial advisors and support staff
Conduct performance evaluations and provide feedback to team members

Required Qualifications

FINRA Series 7 and 24 licenses
Bachelor's degree in finance, business, or a related field
Significant experience in the financial services industry
Proven leadership and management experience
Strong understanding of compliance and regulatory issues

COMPLETE JOB DESCRIPTION

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