Trade Surveillance Associate

Job Summary

A company is looking for a Trade Surveillance Associate.

Key Responsibilities

• Conduct daily, weekly, and monthly monitoring of trade surveillance and develop surveillance reports
• Review and investigate alerts from surveillance systems and escalate as necessary
• Assist in new asset launches and monitor market depth and liquidity

Required Qualifications

• Minimum 2+ years of relevant experience in market surveillance or trading
• Extensive knowledge of applicable laws, regulations, and guidelines
• Knowledge of market structure
• Cross-functional experience in policy and procedure management
• Experience in leveraging AI tools for research and optimizing workflows