Vice President SEC Compliance and Governance

Location: Remote
Compensation: Salary
Staff Reviewed: Thu, Feb 08, 2024
This job expires in: 6 days

Job Summary

A company is looking for a Vice President, SEC Compliance and Governance.

Key Responsibilities:
  • Provide legal support and advice on securities, finance, corporate governance, and acquisitions
  • Manage reporting and compliance requirements of the Securities Exchange Act of 1934 and NASDAQ compliance
  • Interact with senior management, regulatory agencies, and outside counsel on assigned matters

Required Qualifications:
  • 8-10 years of applicable experience
  • Expertise in drafting legal documents and analytical reasoning
  • Strong organizational and time management skills
  • Expertise in securities law and M&A experience
  • Juris Doctorate degree

COMPLETE JOB DESCRIPTION

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