VP Compliance Control Room

Job is Expired

Location: Remote

Compensation: Salary

Reviewed: Tue, Feb 10, 2026

Job Category: Quality Assurance

Weekly Hours: Full Time

Employment Status: Permanent

Employer Type: Employer

Career Level: Entry Level, Experienced, Executive Level

Education Level: Bachelors

Job Summary

A company is looking for a Vice President, Global Control Room - Securities Aggregation.

Key Responsibilities

Design and implement a comprehensive securities aggregation monitoring program
Establish governance structures and policies for regulatory compliance
Oversee daily aggregation of securities positions and manage threshold breaches

Qualifications

Bachelor's degree required; JD or MBA preferred
10+ years of experience in securities regulation, compliance, or risk management
Deep knowledge of regulatory frameworks governing securities ownership
Proven ability to build new functions or programs
Experience with FundApps or similar vendors

COMPLETE JOB DESCRIPTION

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Job is Expired

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