Wealth Management Team Lead

Job Summary

A company is looking for a Wealth Management Client Service Executive, Team Lead.

Key Responsibilities

• Serve as primary point of contact for assigned clients and ensure timely documentation of meetings and action items
• Maintain visibility into the workload of Client Service Executives and conduct regular pipeline review meetings
• Oversee cross-department collaboration, ensuring effective communication and documentation of processes

Required Qualifications

• 10+ years of experience in a brokerage firm, RIA, or similar
• Bachelor's Degree from an accredited college or university
• Series 65 or 66 preferred
• Experience with Tamarac, eMoney, and CRM systems required
• Proven ability to improve workflows in a growing RIA or similar environment