Wisconsin Licensed Compliance Consultant

Location: Remote

Compensation: To Be Discussed

Reviewed: Mon, Apr 27, 2026

This job expires in: 28 days

Job Category: Quality Assurance

Employment Status: Permanent, Independent Contractor

Employer Type: Staffing Agency

Career Level: Experienced

Education Level: Bachelors

Job Summary

A company is looking for a Compliance Consultant-Licensed.

Key Responsibilities

Review advertising and marketing materials to ensure regulatory and internal compliance
Interpret and apply applicable regulations and company policies
Collaborate with internal stakeholders to provide clear feedback and guidance

Required Qualifications

Bachelor's degree
2-3 years of experience in the financial services industry
Active Series 7 and Series 24 registrations
Proficiency in Microsoft Word, Excel, Adobe, and SharePoint
Experience in advertising compliance review is preferred

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