401(k) Compliance Analyst

Job Summary

Working remotely on a full-time basis, the 401(k) Compliance Analyst will independently perform retirement plan compliance testing, employer contribution calculations, and client-data analysis while managing an assigned workload and communicating testing outcomes to stakeholders.

Key responsibilities:

• Conduct annual non-discrimination testing and validate client data for compliance and contribution calculations
• Research and interpret ERISA, IRS, and DOL requirements, escalating complex issues as necessary
• Communicate testing results and corrective actions to internal stakeholders and clients while managing departmental reporting and deadlines

Required qualifications:

• Bachelor's degree in Accounting, Finance, Business Administration, or related field
• Minimum of 2 years of experience in 401(k), retirement plan compliance testing, or related financial services
• Intermediate knowledge of Microsoft Excel, including Pivot Tables and VLOOKUP
• Ability to obtain ASPPA Retirement Plan Fundamentals (RPF) I within 6 months of hire
• 1+ year of client-facing experience in the financial services industry