Chief Compliance Officer

Job Summary

To support the growth of a leading financial institution, the full-time Chief Compliance Officer will manage compliance programs, serve as the BSA Officer, and oversee regulatory relationships while working remotely or from the NYC or Columbus, OH offices.

Key responsibilities

• Lead and develop the compliance team, establishing operational standards and training programs
• Own the BSA/AML and sanctions programs, ensuring comprehensive policy management and compliance monitoring
• Manage regulatory exams and audits, maintaining relationships with regulators and ensuring compliance in new product launches

Required qualifications

• Extensive experience in building and managing compliance programs at regulated financial institutions
• Proven track record of handling regulatory exams and fostering relationships with regulators and bank partners
• Direct experience with OCC processes and charter application is highly desirable
• Strong leadership skills with a focus on team development and management
• Strategic mindset with the ability to proactively identify and mitigate regulatory risks