Compliance Associate

Job Summary

Supporting the day-to-day operations of a compliance program, the full-time remote Compliance Associate will perform monitoring and testing, maintain compliance policies and training records, and document findings to ensure adherence to legal and regulatory requirements.

Key Responsibilities

• Conduct scheduled compliance monitoring and testing of lending and servicing controls, documenting results and escalating issues as necessary
• Maintain and update compliance policies and procedures, coordinating training administration and ensuring proper documentation
• Manage issue and remediation processes, including tracking corrective actions and preparing reports on compliance activities

Required Qualifications

• Bachelor's degree in compliance, finance, business, accounting, legal studies, or a related field
• 2+ years of experience in compliance, quality assurance, risk, audit, or lending operations
• Experience with sample-based reviews and documentation of findings
• Familiarity with regulated financial services processes preferred
• Strong analytical and documentation skills, with proficiency in Microsoft Excel, Word, and PowerPoint