Compliance Associate

Job Summary

Joining a dynamic compliance team, the full-time Compliance Associate will focus on executing compliance testing programs, assessing compliance risks, and preparing reports on findings while working remotely.

Key responsibilities

• Conduct second line monitoring and testing against applicable State and Federal regulations
• Assess compliance risk by analyzing accounts, policies, procedures, and marketing materials
• Collaborate with various business departments throughout the testing and monitoring phases

Required qualifications

• Three years of experience in regulatory compliance or state regulatory oversight, particularly in consumer lending
• Knowledge gained through experience or education, such as paralegal certification, JD, or CRCM certification
• Experience in designing or implementing a compliance monitoring and testing program
• Familiarity with consumer financial regulations, including the Truth in Lending Act and Fair Credit Reporting Act
• Ability to perform root cause analysis and understand technology infrastructure relevant to compliance