Compliance Oversight Lead

Job Summary

Driving the operational backbone of compliance oversight, the full-time Compliance Issues Management Oversight Lead will manage remediation tracking, change governance, and stakeholder advisory for compliance issues in a regulated financial services environment.

Key responsibilities

• Drive end-to-end remediation governance, managing compliance issue portfolios across business units and compliance verticals
• Deliver quality assurance and stakeholder advisory, performing reviews on root cause analyses and advising on documentation standards
• Facilitate governance forums and program reporting, presenting key risk indicators and producing regular reporting on issue health

Required qualifications

• 8+ years of experience in compliance issues management or remediation oversight within a regulated financial services environment
• Experience operating in enhanced regulatory oversight environments, including regulatory examinations and audit engagements
• Strong knowledge of AML/BSA, Sanctions/OFAC, and Consumer Protection compliance risk frameworks
• Proven organizational and project management skills to track multiple concurrent issues across competing deadlines
• Experience leveraging AI and automation to drive efficiency in compliance processes