Compliance Oversight Lead

Job Summary

Driving the governance of compliance issues, the full-time Compliance Oversight Lead will manage remediation tracking, quality assurance, and stakeholder advisory while working closely with cross-functional teams in a regulated financial services environment.

Key responsibilities

• Drive end-to-end remediation governance, managing compliance issue portfolios across business units
• Deliver quality assurance by reviewing root cause analyses, action plans, and closure submissions, advising issue owners on documentation standards
• Facilitate governance forums and produce regular reporting on issue health and escalation trends

Required qualifications

• 8+ years of experience in compliance issues management or governance within regulated financial services
• Strong knowledge of AML/BSA, Sanctions/OFAC, and Consumer Protection compliance risk frameworks
• Proven experience managing end-to-end issue lifecycles from identification to closure
• Strong organizational skills with the ability to track multiple concurrent issues and deadlines
• Experience leveraging AI and automation to improve compliance processes