Deputy Chief Compliance Officer

Job Summary

Supporting the establishment of Builders Bank, the full-time salaried Deputy Chief Compliance Officer will manage the compliance management system and BSA/AML program, ensuring adherence to OCC standards while collaborating closely with various leadership teams.

Key responsibilities

• Establish and maintain the trust bank's Compliance Management System, including policies, procedures, and training
• Oversee compliance operations related to transaction monitoring, alert review, and regulatory reporting workflows
• Assist with OCC examination preparation and ensure timely remediation of supervisory findings

Required qualifications

• 7+ years of experience in compliance, BSA/AML, or regulatory compliance at a federally supervised financial institution
• Strong knowledge of BSA/AML program requirements and compliance management systems
• Experience with compliance programs subject to OCC or similar regulatory examinations
• Familiarity with digital asset AML risks and blockchain analytics
• Demonstrated ability to maintain compliance function independence from business line objectives