ERISA Compliance Director
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Job Summary
Leading the compliance program for 401(k) plan operations, the full-time remote ERISA Compliance Director will ensure adherence to ERISA, DOL, and IRS regulations while driving innovation in compliance workflows and managing risk and financial exposure.
Key responsibilities
- Lead and direct compliance efforts to ensure regulatory adherence across all operations
- Modernize compliance workflows and develop technology-driven frameworks to enhance scalability
- Oversee customer advocacy and incident management for high-level escalations in partnership with Legal
Required qualifications
- 10+ years of experience in ERISA compliance with at least 5 years in leadership roles
- Current ERISA-related professional certifications (QKA, QPA, RPF, or equivalent)
- Proven experience with 401(k) plan administration and fiduciary oversight
- Strong ability to develop compliance frameworks that drive measurable results
- Experience implementing compliance technology solutions and automated testing systems
Complete Job Description
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