FINRA Licensed Distribution President

Job Summary

Leading the establishment of Tidal ETF Distributors LLC, the full-time salaried FINRA Licensed Distribution President will manage the regulatory launch, oversee the transition of statutory distribution, and build marketing compliance capabilities while collaborating with executive leadership and cross-functional teams in a remote environment.

Key responsibilities

• Own the regulatory launch and ensure operational readiness for Tidal ETF Distributors
• Manage the end-to-end transition of statutory distribution from external providers, maintaining clarity across stakeholders
• Lead the development and ongoing operation of FINRA Rule 2210 marketing compliance review

Required qualifications

• 15+ years of experience in broker-dealer operations, fund distribution, or asset management, with direct experience in FINRA-registered entities
• Experience with the statutory underwriter or distributor function for registered investment companies, including ETFs or mutual funds
• Possession of requisite licenses, including SIE + Series 7 + Series 24 + Series 63 or equivalent
• Demonstrated success in building or scaling a regulated financial-services entity or function
• Experience managing a business vertical P&L and making decisions tied to business performance